DFX Intelligence

C•••• L• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)50 years in industry

C•••• L• C•••••••••

Advisor at M••••• O• O•••• I••••••• S•••••••• I•••

O••••, NE

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Search this name across graphsid dfx:ria:1709261c-2824-8455-e6d2-a507be791a69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• O• O•••• I••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1975earliest registration or exam on IAPD
Years in industry: 50derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Nov 14, 2025	n/a	yes	O••••, NE\|O••••, NE	Current employment
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Feb 18, 2004	Aug 8, 2025	no	O••••, NE\|O••••, NE\|Omaha, NE

Relationships

Registered with (1)

→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2004 to Aug 8, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1709261c-2824-8455-e6d2-a507be791a69
First observed: Feb 18, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.