DFX Intelligence

A••• J•••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)19 years in industry

A••• J•••••• F••••••••

Advisor at U•• F•••••••• S••••••• I•••

CHICAGO, IL | Western Springs, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 8, 2019	n/a	yes	CHICAGO, IL\|Western Springs, IL	Current employment
V• C••••••• L••	Former SEC adviser	Oct 17, 2011	Sep 25, 2015	no	GLENVIEW, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V• C••••••• L••	U•• F•••••••• S••••••• I•••	Sep 25, 2015	Feb 8, 2019	1,232	Firm change after gap	Other
U•• F•••••••• S••••••• I•••	V• C••••••• L••	Jul 14, 2010	Oct 17, 2011

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2007 to Jul 14, 2010factForm ADV
→ V• C••••••• L••Registered adviserregistration: previous registration
Oct 17, 2011 to Sep 25, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 8, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.