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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

BRIAN A DWORKIN

Advisor at STRATEGIC ADVISERS LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:170e5b17-ee25-dbc9-8057-3c0a10f3049e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 19, 2018
First registration: Jan 25, 2019
Dual registered: yes, broker-dealer
Other names: BRIAN DWORKIN|Brian A Dworkin|BRIAN Andrew DWORKIN
IAPD individual key: 7006986

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	LOS ANGELES, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 10, 2022	Mar 31, 2025	no	SALT LAKE CITY, UT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 12, 2021	Sep 8, 2021	no	LOS ANGELES, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 25, 2019	Jan 28, 2021	no	Amherst, NH\|LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Sep 8, 2021	Jan 10, 2022	124	Firm change	Ibd to ibd
EQUITABLE ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Jan 28, 2021	Feb 12, 2021	15	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:10409:CA:2021-01-26	Jan 28, 2021	Feb 12, 2021	LOS ANGELES, CA	Firm change

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 10, 2022 to Mar 31, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 12, 2021 to Sep 8, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 25, 2019 to Jan 28, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:170e5b17-ee25-dbc9-8057-3c0a10f3049e
First observed: Jan 25, 2019
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIAN A DWORKIN

Advisor at STRATEGIC ADVISERS LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:170e5b17-ee25-dbc9-8057-3c0a10f3049e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STRATEGIC ADVISERS LLC

National bd RIA

Mar 31, 2025

n/a

yes

LOS ANGELES, CA

Current employment

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Former SEC adviser

Jan 10, 2022

Mar 31, 2025

SALT LAKE CITY, UT

Previous registration

MML INVESTORS SERVICES, LLC

Bd affiliated wealth

Feb 12, 2021

Sep 8, 2021

LOS ANGELES, CA

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

Jan 25, 2019

Jan 28, 2021

Amherst, NH|LOS ANGELES, CA|LOS ANGELES, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

Mar 31, 2025

Bulk transfer

Ibd to ibd

MML INVESTORS SERVICES, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Sep 8, 2021

Jan 10, 2022

124

Firm change

Ibd to ibd

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

Jan 28, 2021

Feb 12, 2021

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

6627:10409:CA:2021-01-26

Jan 28, 2021

Feb 12, 2021

LOS ANGELES, CA

Firm change