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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
APPLETON, WI | PUNTA GORDA, FL | PLYMOUTH, MN | OSHKOSH, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 2, 2026 | n/a | yes | APPLETON, WI|PLYMOUTH, MN|PUNTA GORDA, FL|OSHKOSH, WI | Current employment |
| AEGIS FINANCIAL | Former SEC adviser | Aug 23, 2019 | Feb 9, 2026 | no | OSHKOSH, WI | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 6, 2011 | Oct 4, 2019 | no | OSHKOSH, WI|OSHKOSH, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Dec 31, 1999 | Jun 1, 2011 | no | APPLETON, WI|OSHKOSH, WI|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEGIS FINANCIAL | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Feb 9, 2026 | Jan 2, 2026 | -38 | Firm change after gap | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | AEGIS FINANCIAL | Oct 4, 2019 | Aug 23, 2019 | -42 | Firm change after gap | Ibd to new firm |
| SII INVESTMENTS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 1, 2011 | Jun 6, 2011 | 5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305030:116407:WI:2026-02-09 | Feb 9, 2026 | Jan 2, 2026 | OSHKOSH, WI | Firm change after gap |
| 149018:305030:WI:2019-10-04 | Oct 4, 2019 | Aug 23, 2019 | OSHKOSH, WI | Firm change after gap |