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Advisor at CHARLES SCHWAB & CO., INC.
Los Angeles, CA | Encino, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 15, 2025 | n/a | yes | Los Angeles, CA|Encino, CA | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Jul 10, 2025 | no | SANTA BARBARA, CA|SANTA BARBARA, CA|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | May 11, 2023 | Mar 31, 2025 | no | SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | CHARLES SCHWAB & CO., INC. | Jul 10, 2025 | Oct 15, 2025 | 97 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104555:5393:MA:2025-04-04 | Jul 10, 2025 | Oct 15, 2025 | BOSTON, MA | Firm change |