DFX Intelligence

K••• R•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

K••• R•••• P••••••

Advisor at Q•••• C••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:171f0575-1e94-4793-225b-3ece973a9577

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•••• C••••••• L••	Independent wealth	Mar 8, 2022	n/a	yes	NEW YORK, NY	Current employment
P••••••• U••••• A•••••••• I•••	Former SEC adviser	Apr 5, 2018	Dec 23, 2021	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• U••••• A•••••••• I•••	Q•••• C••••••• L••	Dec 23, 2021	Mar 8, 2022	75	Firm change	RIA to RIA
P••••••• S••••••••• I•••	P••••••• U••••• A•••••••• I•••	Mar 31, 2020	Apr 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
118551:13704:NY:2016-11-23	Nov 29, 2016	Nov 3, 2016	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ Q•••• C••••••• L••Registered adviserregistration: current employment
Mar 8, 2022 to presentfactForm ADV
→ P••••••• U••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2018 to Dec 23, 2021factForm ADV
→ P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2016 to Mar 31, 2020factForm ADV
→ G••••••• F•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:171f0575-1e94-4793-225b-3ece973a9577
First observed: Sep 23, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.