J••••• M•••••

Advisor at C••••••••• F•••••••• N••••••

North Haven, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1724a27c-40b2-72c2-a933-4b6a7dc293ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Aug 23, 2024	n/a	yes	North Haven, CT	Current employment
D••••••• W••••• M•••••••••	Independent wealth	May 29, 2024	Jul 12, 2024	no	GUILFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• W••••• M•••••••••	C••••••••• F•••••••• N••••••	Jul 12, 2024	Aug 23, 2024	42	Firm change	RIA to ibd
C••••••••• F•••••••• N••••••	D••••••• W••••• M•••••••••	Apr 29, 2024	May 29, 2024

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 18, 2023 to Apr 29, 2024factForm ADV
→ D••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 29, 2024 to Jul 12, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 22, 2014 to Oct 20, 2023factForm ADV

Dated events

Occurred
Jul 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1724a27c-40b2-72c2-a933-4b6a7dc293ff
First observed: Oct 22, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.