DFX Intelligence

A•••••• S•••••• D• T•••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A•••••• S•••••• D• T•••• E•••••

Advisor at O•••••••••

OVERLAND PARK, KS | Houston, TX

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Search this name across graphsid dfx:ria:1726ce09-aad2-d652-8210-ba7e4484d7f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Feb 21, 2024	n/a	yes	Houston, TX\|OVERLAND PARK, KS	Current employment
L••••• A•••• M••••••••• I•••	Former SEC adviser	Nov 30, 2021	Aug 28, 2024	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••• M••••••••• I•••	O•••••••••	Aug 28, 2024	Feb 21, 2024	-189	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
111423:106766:TX:2024-08-28	Aug 28, 2024	Feb 21, 2024	HOUSTON, TX	Firm change after gap

Relationships

Registered with (2)

→ O•••••••••Registered adviserregistration: current employment
Feb 21, 2024 to presentfactForm ADV
→ L••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2021 to Aug 28, 2024factForm ADV

Dated events

Occurred
Aug 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1726ce09-aad2-d652-8210-ba7e4484d7f2
First observed: Nov 30, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.