This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INTEGRATED WEALTH CONCEPTS LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

Aug 12, 2020

First registration

Aug 12, 2020

Dual registered

no

IAPD individual key

7257360

• Occurred

  Jan 31, 2026
  Advisor changed firm

  Jake Edward Ellis left Keating Financial Advisory Services for Integrated Wealth Concepts Llc (registered 2026-02-09)

  Form ADVobserved 5 days ago
• Occurred

  Oct 3, 2022
  Advisor changed firm

  Jake Edward Ellis left Prime Capital Financial for Keating Financial Advisory Services (registered 2023-03-07)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:172c9ade-b532-93cb-9a8f-c19741aad9df

First observed

Aug 12, 2020

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.