DFX Intelligence

A••••• M•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

A••••• M•••• G••••••

Advisor at M•• I•••••••• S•••••••• L••

Sarasota, FL

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Search this name across graphsid dfx:ria:172d65f5-2726-1614-1a4e-964b308a7c6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Nov 9, 2021	n/a	yes	Sarasota, FL	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Aug 31, 2017	Oct 19, 2021	no	Sarasota, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	M•• I•••••••• S•••••••• L••	Oct 19, 2021	Nov 9, 2021	21	Firm change	Ibd to ibd
M••••• S••••••	R•• C•••••• M••••••• L••	Sep 1, 2017	Aug 31, 2017

Relationships

Registered with (4)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 9, 2021 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Aug 31, 2017 to Oct 19, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 1, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:172d65f5-2726-1614-1a4e-964b308a7c6e
First observed: Jul 31, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.