DFX Intelligence

W•••••• D••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

W•••••• D••• M••••

Advisor at L•• F•••••••• L••

LINCOLN, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1741298c-2137-5b94-7143-b27fafc01485

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 3, 2022	n/a	yes	LINCOLN, NE	Current employment
W••••••••• P•••••••	Independent wealth	Jan 15, 2020	Sep 30, 2022	no	Lincoln, NE\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• P•••••••	L•• F•••••••• L••	Sep 30, 2022	Oct 3, 2022	3	Firm change	RIA to RIA
W••••••••• P•••••••	W••••••••• P•••••••	Jul 10, 2020	Jan 15, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
305026:6413:NE:2022-09-30	Sep 30, 2022	Oct 3, 2022	OMAHA, NE	Firm change
14503:158935:NE:2016-11-02	Nov 2, 2016	Nov 9, 2016	LINCOLN, NE	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ W••••••••• P•••••••Registered adviserregistration: previous registration
Jan 15, 2020 to Sep 30, 2022factForm ADV
→ W••••••••• P•••••••Registered adviserregistration: previous registration
Nov 9, 2016 to Jul 10, 2020factForm ADV
→ S••••• F•••••••• G•••• I••

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1741298c-2137-5b94-7143-b27fafc01485
First observed: Mar 5, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.