DFX Intelligence

G•••• Q•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

G•••• Q•••• B•••••••••

Advisor at A• F••••

Goshen, KY | SAUSALITO, CA

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Search this name across graphsid dfx:ria:174acabd-9925-bffb-f7b7-7b58a66d708b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• F••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• F••••	Asset manager	Oct 21, 2024	n/a	yes	SAUSALITO, CA\|Goshen, KY	Current employment
C••••• P••••••• L••	Independent wealth	May 10, 2023	Nov 16, 2023	no	Louisville, KY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• L••	A• F••••	Nov 16, 2023	Oct 21, 2024	340	Firm change	Other
C••••• P••••••• O••• L••	C••••• P••••••• L••	Apr 24, 2023	May 10, 2023

Relationships

Registered with (3)

→ A• F••••Registered adviserregistration: current employment
Oct 21, 2024 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: previous registration
May 10, 2023 to Nov 16, 2023factForm ADV
→ C••••• P••••••• O••• L••Registered adviserregistration: previous registration
Jan 6, 2022 to Apr 24, 2023factForm ADV

Dated events

Occurred
Nov 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:174acabd-9925-bffb-f7b7-7b58a66d708b
First observed: Jun 29, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.