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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Lynchburg, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 11, 2021 | n/a | yes | Lynchburg, VA | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Oct 27, 2015 | May 12, 2021 | no | VIRGINIA BEACH, VA|LYNCHBURG, VA | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Sep 9, 2011 | Oct 31, 2013 | no | FOREST, VA|Sugar Land, TX|LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 12, 2021 | May 11, 2021 | -1 | Firm change | Ibd to ibd |
| CONCOURSE FINANCIAL GROUP ADVISORS | OSAIC FS, INC. | Oct 31, 2013 | Oct 27, 2015 | 726 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3870:134139:VA:2021-05-10 | May 12, 2021 | May 11, 2021 | LYNCHBURG, VA | Firm change |