DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• F•••••••• P•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• P••••••• | Independent wealth | Aug 29, 2024 | n/a | yes | Kiawah Island, SC|Grove City, PA|MCMURRAY, PA | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | Aug 29, 2024 | no | GROVE CITY, PA|Kiawah Island, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | C••••••••• F•••••••• P••••••• | Aug 29, 2024 | Aug 29, 2024 | 0 | Firm change | Ibd to RIA |
| C••••• A•••••• N••••••• L•• | C••••• I••••••••• A••••••• L•• | Jun 29, 2023 | Jun 29, 2023 |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Sep 3, 2013 | Jun 29, 2023 | no | GROVE CITY, PA|Kiawah Island, SC | Previous registration |
| W••••• S••••• S••••••••• I••• | Former SEC adviser | Jul 26, 2007 | Sep 3, 2013 | no | GROVE CITY, PA | Previous registration |
| N••••• • L•••• S••••••••• I••• | n/a | Jan 25, 1993 | Jan 24, 2003 | no | GROVE CITY, PA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| W••••• S••••• S••••••••• I••• | C••••• A•••••• N••••••• L•• | Sep 3, 2013 | Sep 3, 2013 | 0 | Firm change | Other |
| N••••• • L•••• S••••••••• I••• | W••••• S••••• S••••••••• I••• | Jan 24, 2003 | Jul 26, 2007 | 1,644 | Firm change after gap | Other |