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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MCCUTCHEN GROUP LLC

CRD 143309

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1767df99-0e29-d239-ed00-52114fb4853a

Data as of Mar 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 1
Observed: Mar 30, 2012 to Mar 1, 2023
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Mccutchen Group LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.9BItem 5.F on the latest filing (2023-03-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $3.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,186
Individual clients: 22
High net worth clients: 73
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $124Mgross asset value as reported per fund; never fund size
Custody, client assets: $7.0B
SEC number: 801-67647
CRD: 143309
Filings on the tape: 19
First filed: Mar 30, 2012
Latest filed: Mar 1, 2023
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MCCUTCHEN GROUP INVESTMENT FUND SERIES LLC 2009 OPPORTUNISTIC PORTFOLIO	Other Private Fund	$379,704	Jul 22, 2020	21	Mar 30, 2012	dropped	021-212583

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CI FINANCIAL CORP.	Owner	E	yes	11/2021	Dec 17, 2021	Mar 1, 2023
CI PRIVATE WEALTH, LLC	Owner	E	yes	11/2021	Mar 1, 2023	Mar 1, 2023
CI US HOLDING, INC	Owner	E	yes	11/2021	Mar 1, 2023	Mar 1, 2023
CIPW HOLDINGS, LLC	Owner	E	yes	11/2021	Mar 1, 2023	Mar 1, 2023
MCCUTCHEN, MATTHEW, BROOKS	CHIEF EXECUTIVE OFFICER	Na	yes	02/2007	Mar 30, 2012	Mar 1, 2023
MILLER, SHAUN, MICHAEL	CHIEF INVESTMENT OFFICER	Na	yes	11/2010	Dec 17, 2021	Mar 1, 2023
NAKAMURA, LARRY, TRISTON	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Mar 1, 2023	Mar 1, 2023
REEVES, CATHY, JO	CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER	Na	yes	09/2015	Mar 25, 2016	Mar 1, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$3.9B	$2.7B	21	7	0	3	$124M
2020	Mar 31, 2021	$3.3B	$2.4B	21	7	0	3	$116M
2019	Mar 26, 2020	$3.0B	$2.1B	21	7	0	4	$118M
2018	Mar 30, 2019	$2.5B	$1.5B	20	7	0	4	$106M
2017	Mar 29, 2018	$2.5B	$1.6B	20	7	0	3	$65.7M
2016	Mar 31, 2017	$2.3B	$1.4B	18	7	n/a	3	$57.2M
2015	Mar 25, 2016	$2.0B	$1.2B	16	5	n/a	3	$61.9M
2014	Mar 31, 2015	$1.9B	$1.1B	13	5	n/a	3	$63.7M
2013	Mar 27, 2014	$1.7B	$932M	11	5	n/a	3	$61.9M
2012	Apr 1, 2013	$1.5B	$748M	11	5	n/a	2	$65.4M
2011	Mar 30, 2012	$1.4B	$678M	n/a	n/a	n/a	2	$55.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$3.9B	$3.3B	19.2%	$2.5B	15.7%	21	21	0	0

Relationships

Controls (8)

← NAKAMURA, LARRY, TRISTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 1, 2023 to presentfactForm ADV
← MILLER, SHAUN, MICHAELOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 17, 2021 to presentfactForm ADV
← MCCUTCHEN, MATTHEW, BROOKSOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← REEVES, CATHY, JOOwnerCHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 25, 2016 to presentfactForm ADV
← CI FINANCIAL CORP.OwnerOWNER, ownership code E, foreign entity
Dec 17, 2021 to presentfactForm ADV
← CI PRIVATE WEALTH, LLCOwnerOWNER, ownership code E, domestic entity
Mar 1, 2023 to presentfactForm ADV
← CI US HOLDING, INCOwnerOWNER, ownership code E, domestic entity
Mar 1, 2023 to presentfactForm ADV
← CIPW HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 1, 2023 to presentfactForm ADV

Advises (1)

→ MCCUTCHEN GROUP INVESTMENT FUND SERIES LLC 2009 OPPORTUNISTIC PORTFOLIOPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Jul 22, 2020factForm ADV

Dated events

Occurred
Mar 1, 2023
Control person left
David Pierce Seth Leaptrot (Chief Compliance Officer) no longer on Schedule A of Mccutchen Group Llc (listed 2022-03-31, absent 2023-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 1, 2023
Control person joined
Triston Larry Nakamura (Chief Compliance Officer) appeared on Schedule A of Mccutchen Group Llc
Form ADVobserved 6 days ago
Occurred
Jan 10, 2022
Succession filed (Item 4)
Mccutchen Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Dec 17, 2021
Control person joined
Michael Shaun Miller (Chief Investment Officer) appeared on Schedule A of Mccutchen Group Llc
Form ADVobserved 6 days ago
Occurred
Oct 12, 2021
Control person left
Wendy Mccutchen (Member) no longer on Schedule A of Mccutchen Group Llc (listed 2021-03-31, absent 2021-10-12)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person joined
Wendy Mccutchen (Member) appeared on Schedule A of Mccutchen Group Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1767df99-0e29-d239-ed00-52114fb4853a
First observed: Mar 30, 2012
Last observed: Mar 1, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCCUTCHEN GROUP LLC

CRD 143309

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1767df99-0e29-d239-ed00-52114fb4853a

Data as of Mar 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MCCUTCHEN GROUP INVESTMENT FUND SERIES LLC 2009 OPPORTUNISTIC PORTFOLIO

Other Private Fund

$379,704

Jul 22, 2020

Mar 30, 2012

dropped

021-212583

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CI FINANCIAL CORP.

Owner

yes

11/2021

Dec 17, 2021

Mar 1, 2023

CI PRIVATE WEALTH, LLC

Owner

yes

11/2021

Mar 1, 2023

CI US HOLDING, INC

Owner

yes

11/2021

Mar 1, 2023

CIPW HOLDINGS, LLC

Owner

yes

11/2021

Mar 1, 2023

MCCUTCHEN, MATTHEW, BROOKS

CHIEF EXECUTIVE OFFICER

yes

02/2007

Mar 30, 2012

Mar 1, 2023

MILLER, SHAUN, MICHAEL

CHIEF INVESTMENT OFFICER

yes

11/2010

Dec 17, 2021

Mar 1, 2023

NAKAMURA, LARRY, TRISTON

CHIEF COMPLIANCE OFFICER

yes

02/2023

Mar 1, 2023

REEVES, CATHY, JO

CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER

yes

09/2015

Mar 25, 2016

Mar 1, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$3.9B

$2.7B

$124M

2020

Mar 31, 2021

$3.3B

$2.4B

$116M

2019

Mar 26, 2020

$3.0B

$2.1B

$118M

2018

Mar 30, 2019

$2.5B

$1.5B

$106M

2017

Mar 29, 2018

$2.5B

$1.6B

$65.7M

2016

Mar 31, 2017

$2.3B

$1.4B

n/a

$57.2M

2015

Mar 25, 2016

$2.0B

$1.2B

n/a

$61.9M

2014

Mar 31, 2015

$1.9B

$1.1B

n/a

$63.7M

2013

Mar 27, 2014

$1.7B

$932M

n/a

$61.9M

2012

Apr 1, 2013

$1.5B

$748M

n/a

$65.4M

2011

Mar 30, 2012

$1.4B

$678M

n/a

$55.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$3.9B

$3.3B

19.2%

$2.5B

15.7%