DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

STACKIN' FINANCIAL

STACKIN FINANCIAL, LLC, CRD 300433

VENICE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1769353a-6bfd-ef85-91fd-2c3c14af9ee6

Data as of Jul 24, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 6, 2019 to Jul 24, 2020
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 1,292
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-114803
CRD: 300433
Filings on the tape: 11
First filed: Feb 6, 2019
Latest filed: Jul 24, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Grimes, Scott	Owner	F	yes	08/2016	Feb 6, 2019	Jul 24, 2020
Grimes, Scott	Ceo	Na	yes	11/2019	Feb 6, 2019	Jul 24, 2020
MURPHY, GENE, RYAN	Cco	Na	yes	11/2018	Feb 6, 2019	Jul 24, 2020
OCTOPUS VENTURES	Shareholder	F	yes	05/2020	Jul 24, 2020	Jul 24, 2020
STACKIN INC.	OWNER AND MANAGING MEMBER	E	yes	11/2018	Feb 6, 2019	Jul 24, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	n/a	n/a	5	1	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	n/a	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Controls (4)

← MURPHY, GENE, RYANOwnerCCO, ownership code NA, individual
Feb 6, 2019 to presentfactForm ADV
← Grimes, ScottOwnerOWNER, ownership code F, individual
Feb 6, 2019 to presentfactForm ADV
← OCTOPUS VENTURESOwnerSHAREHOLDER, ownership code F, foreign entity
Jul 24, 2020 to presentfactForm ADV
← STACKIN INC.OwnerOWNER AND MANAGING MEMBER, ownership code E, domestic entity
Feb 6, 2019 to presentfactForm ADV

Registered with (1)

← LIONEL BENJAMIN TAPIEROAdvisorregistration: previous registration
May 21, 2019 to May 27, 2020factForm ADV

Dated events

Occurred
Jul 24, 2020
Control person left
Kyle Arbough (Owner) no longer on Schedule A of Stackin' Financial (listed 2020-06-30, absent 2020-07-24)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person left
Benjamin Lionel Tapiero (Investment And Operations Officer) no longer on Schedule A of Stackin' Financial (listed 2019-12-02, absent 2020-03-30)
Form ADVobserved 5 days ago
Occurred
Feb 6, 2019
First Form ADV filing
Stackin' Financial filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1769353a-6bfd-ef85-91fd-2c3c14af9ee6
First observed: Feb 6, 2019
Last observed: Jul 24, 2020 74 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STACKIN' FINANCIAL

STACKIN FINANCIAL, LLC, CRD 300433

VENICE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1769353a-6bfd-ef85-91fd-2c3c14af9ee6

Data as of Jul 24, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Grimes, Scott

Owner

yes

08/2016

Feb 6, 2019

Jul 24, 2020

Grimes, Scott

Ceo

yes

11/2019

Feb 6, 2019

Jul 24, 2020

MURPHY, GENE, RYAN

Cco

yes

11/2018

Feb 6, 2019

Jul 24, 2020

OCTOPUS VENTURES

Shareholder

yes

05/2020

Jul 24, 2020

STACKIN INC.

OWNER AND MANAGING MEMBER

yes

11/2018

Feb 6, 2019

Jul 24, 2020

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a