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Advisor at LPL FINANCIAL LLC
PORTAGE, MI | SPOKANE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 23, 2021 | n/a | yes | SPOKANE, WA|PORTAGE, MI | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 10, 2001 | Sep 3, 2021 | no | SPOKANE, WA|SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | LPL FINANCIAL LLC | Sep 3, 2021 | Aug 23, 2021 | -11 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:6413:WA:2021-09-03 | Sep 3, 2021 | Aug 23, 2021 | SPOKANE, WA | Firm change |