DFX Intelligence

E••••• M•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

E••••• M•••••• H•••••

Advisor at P•• W••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:17764ed9-5e11-5674-7937-ec29238afb84

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 28, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Sep 19, 2019	n/a	yes	ARDEN, NC\|HENDERSONVILLE, NC\|ASHVILLE, NC\|Rutherfordton, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 28, 2015	Sep 11, 2019	no	GREENVILLE, SC\|MOORE, SC\|SPARTANBURG, SC\|SPARTANBURG, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•• W••••• M•••••••••	Sep 11, 2019	Sep 19, 2019	8	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Sep 19, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 28, 2015 to Sep 11, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17764ed9-5e11-5674-7937-ec29238afb84
First observed: Dec 28, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.