DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INTEGRATED WEALTH CONCEPTS LLC
WALTHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRATED WEALTH CONCEPTS LLC | Independent wealth | Nov 29, 2016 | n/a | yes | WALTHAM, MA | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jul 16, 2015 | Dec 7, 2016 | no | WALTHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | INTEGRATED WEALTH CONCEPTS LLC | Dec 7, 2016 | Nov 29, 2016 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:284656:MA:2016-12-07 | Dec 7, 2016 | Nov 29, 2016 | WALTHAM, MA | Firm change |