DFX Intelligence

D••• E•••••••• S••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D••• E•••••••• S••••• S••••••

Advisor at E•••••••• A•••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:17795fe6-7a52-15bf-7129-9d980695b77c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Nov 22, 2022	n/a	yes	ATLANTA, GA	Current employment
E••••• J••••	National bd RIA	Jun 5, 2019	Nov 21, 2022	no	Atlanta, GA\|ST LOUIS, MO\|ATLANTA, GA\|Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	E•••••••• A•••••••• L••	Nov 21, 2022	Nov 22, 2022	1	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 22, 2022 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 5, 2019 to Nov 21, 2022factForm ADV

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17795fe6-7a52-15bf-7129-9d980695b77c
First observed: Jun 5, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.