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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)32 years in industry

ANDREW JAMES SWARTWOUT

Advisor at SILVER GROVE ADVISORY SERVICES

ORCHARD PARK, NY | Arcade, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:177e2fe0-adda-283a-8e11-110d05aa83e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SILVER GROVE ADVISORY SERVICES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: May 17, 1994
First registration: Jan 23, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 2478664

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SILVER GROVE ADVISORY SERVICES	Independent wealth	Aug 25, 2021	n/a	yes	Arcade, NY\|ORCHARD PARK, NY	Current employment
M&T SECURITIES, INC.	n/a	Jan 23, 2017	Nov 27, 2017	no	BUFFALO, NY\|ARCADE, NY\|DELEVAN, NY\|ELLICOTTVILLE, NY\|RUSHFORD, NY\|SPRINGVILLE, NY\|OLEAN, NY\|FREDONIA, NY\|SILVER CREEK, NY\|DUNKIRK, NY\|MAYVILLE, NY\|MAYVILLE, NY\|ELLICOTTVILLE, NY\|DUNKIRK, NY\|ARCADE, NY\|FREDONIA, NY\|RUSHFORD, NY\|DELEVAN, NY\|JAMESTOWN, NY\|FALCONER, NY\|LAKEWOOD, NY\|BEMUS POINT, NY\|Cheektowaga, NY\|Arcade, NY\|ELLICOTTVILLE, NY\|FREDONIA, NY\|SPRINGVILLE, NY\|SILVER CREEK, NY\|OLEAN, NY\|MAYVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M&T SECURITIES, INC.	SILVER GROVE ADVISORY SERVICES	Nov 27, 2017	Aug 25, 2021	1,367	Firm change after gap	Other

Relationships

Registered with (2)

→ SILVER GROVE ADVISORY SERVICESRegistered adviserregistration: current employment
Aug 25, 2021 to presentfactForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Jan 23, 2017 to Nov 27, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:177e2fe0-adda-283a-8e11-110d05aa83e8
First observed: Jan 23, 2017
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDREW JAMES SWARTWOUT

Advisor at SILVER GROVE ADVISORY SERVICES

ORCHARD PARK, NY | Arcade, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:177e2fe0-adda-283a-8e11-110d05aa83e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SILVER GROVE ADVISORY SERVICES

Independent wealth

Aug 25, 2021

n/a

yes

Arcade, NY|ORCHARD PARK, NY

Current employment

M&T SECURITIES, INC.

n/a

Jan 23, 2017

Nov 27, 2017

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

M&T SECURITIES, INC.

SILVER GROVE ADVISORY SERVICES

Nov 27, 2017

Aug 25, 2021

1,367

Firm change after gap

Other