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RIA / WealthAdvisorPersonal Financial Specialist27 years in industry

KRISTEN POWERS BAUER

Advisor at LNW

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:177fe637-67dc-5ed0-792f-d2e9a932cc4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: May 11, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kristen Powers Bauer

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LNW
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Personal Financial Specialist
Exams: S65
First exam: May 10, 2007
First registration: May 11, 2007
Dual registered: no
Other names: KRISTEN JABS POWERS
IAPD individual key: 5223280

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Lnw	Independent wealth	Dec 3, 2025	n/a	yes	SEATTLE, WA	Current employment
Lnw	Former SEC adviser	Jun 8, 2020	Dec 4, 2025	no	SEATTLE, WA	Previous registration
THRESHOLD GROUP, LLC	Former SEC adviser	May 11, 2007	Dec 31, 2017	no	PORTLAND, OR\|GIG HARBOR, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Lnw	Lnw	Dec 4, 2025	Dec 3, 2025	-1	Bulk transfer	RIA to RIA
THRESHOLD GROUP, LLC	Lnw	Dec 31, 2017	Jun 8, 2020	890	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129903:113400:WA:2017-12-31	Dec 31, 2017	Jun 8, 2020	GIG HARBOR, WA	Firm change after gap

Relationships

Registered with (3)

→ LNWRegistered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ LNWRegistered adviserregistration: previous registration
Jun 8, 2020 to Dec 4, 2025factForm ADV
→ THRESHOLD GROUP, LLCRegistered adviserregistration: previous registration
May 11, 2007 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:177fe637-67dc-5ed0-792f-d2e9a932cc4f
First observed: May 11, 2007
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KRISTEN POWERS BAUER

Advisor at LNW

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:177fe637-67dc-5ed0-792f-d2e9a932cc4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:44 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Lnw

Independent wealth

Dec 3, 2025

n/a

yes

SEATTLE, WA

Current employment

Lnw

Former SEC adviser

Jun 8, 2020

Dec 4, 2025

SEATTLE, WA

Previous registration

THRESHOLD GROUP, LLC

Former SEC adviser

May 11, 2007

Dec 31, 2017

PORTLAND, OR|GIG HARBOR, WA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

Lnw

Dec 4, 2025

Dec 3, 2025

-1

Bulk transfer

RIA to RIA

THRESHOLD GROUP, LLC

Lnw

Dec 31, 2017

Jun 8, 2020

890

Firm change after gap

Other

Team

Left

Joined

From

Kind

129903:113400:WA:2017-12-31

Dec 31, 2017

Jun 8, 2020

GIG HARBOR, WA

Firm change after gap