DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
QUEENSBURY, NY | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 16, 2023 | n/a | yes | PLYMOUTH, MN|QUEENSBURY, NY | Current employment |
| ADIRONDACK RETIREMENT SPECIALISTS | Former SEC adviser | Dec 9, 2022 | Dec 8, 2023 | no | QUEENSBURY, NY | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Dec 13, 2021 | Mar 31, 2022 | no | HOLBROOK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADIRONDACK RETIREMENT SPECIALISTS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 8, 2023 | Nov 16, 2023 | -22 | Firm change | RIA to RIA |
| AMERICAN PORTFOLIOS ADVISORS, INC | ADIRONDACK RETIREMENT SPECIALISTS | Mar 31, 2022 | Dec 9, 2022 | 253 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132345:116407:NY:2023-12-08 | Dec 8, 2023 | Nov 16, 2023 | QUEENSBURY, NY | Firm change |