DFX Intelligence
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Reading the graph
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Advisor at J••••• M••••••••• S•••• L••
Royersford, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••••• M••••••••• S•••• L•• | Bd affiliated wealth | Jun 30, 2020 | n/a | yes | Royersford, PA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Mar 19, 2010 | Jul 1, 2020 | no | COLLEGEVILLE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | J••••• M••••••••• S•••• L•• | Jul 1, 2020 | Jun 30, 2020 | -1 | Firm change | Wirehouse to ibd |
| M••••• S•••••• | W•••• F•••• A••••••• | Apr 14, 2010 | Mar 19, 2010 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Apr 14, 2010 | no | Berwyn, PA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Mar 16, 2007 | Jun 1, 2009 | no | BERWYN, PA | Previous registration |
| J••••• M••••••••• S•••• L•• | Bd affiliated wealth | Aug 4, 2005 | Apr 10, 2007 | no | BALA CYNWYD, PA|BALA CYNWYD, PA | Previous registration |
| -26 |
| Firm change |
| Wirehouse to wirehouse |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| J••••• M••••••••• S•••• L•• | C•••••••• G••••• M•••••• I••• | Apr 10, 2007 | Mar 16, 2007 | -25 | Firm change | Other |