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S••••• D•••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S••••• D•••• F••••

Advisor at W••••• M••••••••• I••••••••• A•••••••• L••

SPRING, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17a58a0a-ad33-ca88-8995-eedfade12dd3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••••••••• I••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• L••	Independent wealth	Jan 10, 2018	n/a	yes	SPRING, TX	Current employment
W••••• M••••••••• I••••••••• A•••••••• L••	State registered	Jan 10, 2018	n/a	yes	SPRING, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• L••	W••••• M••••••••• I••••••••• A•••••••• L••	Dec 31, 2017	Feb 3, 2017	-331	Firm change after gap	RIA to state RIA
W••••• M••••••••• I••••••••• A•••••••• L••	S•••••• L••	Dec 31, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170852:282882:TX:2016-12-31	Dec 31, 2016	Apr 4, 2016	SPRING, TX	Firm change after gap
125004:170852:MI:2015-07-02	Jul 2, 2015	Oct 16, 2014	KENTWOOD, MI	Firm change after gap

Relationships

Registered with (5)

→ W••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2017 to Dec 31, 2017factForm ADV
→ S•••••• L••Registered adviserregistration: previous registration
Feb 3, 2017 to Dec 31, 2017factForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 25, 2013 to Jul 2, 2015factForm ADV
→ O••• W••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17a58a0a-ad33-ca88-8995-eedfade12dd3
First observed: Jul 19, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.