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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

ATLANTIC ASSET MANAGEMENT, L.L.C.

CRD 111037

STAMFORD, CT

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Search this name across graphsid dfx:ria:17a817b0-3f06-84ac-5bb2-280e3c6f6a12

Data as of May 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 1
Observed: Dec 7, 2011 to May 1, 2015
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Atlantic Asset Management, L.L.C.

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $11BItem 5.F on the latest filing (2015-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 13
Accounts: 45
SEC number: 801-52575
CRD: 111037
Filings on the tape: 7
First filed: Dec 7, 2011
Latest filed: May 1, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AMERICA'S TRIPLE-A RESCUE SECURITIES FUND, L.P.	Hedge Fund	$202M	Mar 29, 2012	4	Mar 29, 2012	dropped	021-132753
AAM HIGH YIELD TOTAL RETURN TRUST	Other Private Fund	$15.0M	Mar 29, 2012	10	Mar 29, 2012	dropped	021-129785
AAM SHORT DURATION HIGH YIELD TRUST	Other Private Fund	$9.2M	Mar 29, 2012	14	Mar 29, 2012	dropped	021-129782

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOGART, JOSHUA, MATTHEW	GENERAL COUNSEL/MANAGING DIRECTOR	A	yes	06/2007	Dec 7, 2011	May 1, 2015
CLEMENTS, DINA, VICTOROVNA	CHIEF COMPLIANCE OFFICER/DEPUTY GENERAL COUNSEL	Na	yes	03/2011	Dec 7, 2011	May 1, 2015
COLE, EDMUND, CLIFFORD	SENIOR VICE PRESIDENT, PORTFOLIO STRATEGIST	A	yes	09/2001	Dec 7, 2011	May 1, 2015
HUNT, ELAINE, SOEURT	MANAGING DIRECTOR	B	yes	06/1996	Dec 7, 2011	May 1, 2015
SELLERS, RONALD, WARREN	CHAIRMAN OF THE BOARD/CHIEF EXECUTIVE OFFICER	D	yes	06/2007	Dec 7, 2011	May 1, 2015
TROTTER, DONALD, WARREN	MANAGING DIRECTOR	B	yes	06/1996	Dec 7, 2011	May 1, 2015
DUBILIER, MICHAEL, JOHN	Director	A	no	12/2011	Dec 7, 2011	May 1, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VAQUERO GLOBAL INVESTMENT LP	n/a	Former SEC adviser	$30.7M	Y	no	n/a
ATLANTIC GYOF GP, LLC	n/a	n/a	n/a	Y	no	n/a
MAPS CAPITAL ADVISORS, LLC	n/a	n/a	n/a	Y	no	n/a
MAPS CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	Y	no	n/a
VAQUERO GLOBAL PARTNERS LP	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OVERLAND PARK	Ks	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 25, 2015	$11B	$2.1B	24	13	n/a	2	$105M
2013	Mar 31, 2014	$9.0B	$1.9B	26	15	n/a	2	$111M
2012	Apr 1, 2013	$7.9B	$1.4B	34	20	n/a	1	$6.0M
2011	Mar 29, 2012	$7.7B	$1.8B	n/a	n/a	n/a	4	$231M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$11B	$9.0B	23.5%	$7.7B	13.1%	24	26	n/a	n/a

Relationships

Affiliated with (1)

→ VAQUERO GLOBAL INVESTMENT LPRegistered adviserother investment adviser, control
factForm ADV

Owns (1)

← DUBILIER, MICHAEL, JOHNOwnerDIRECTOR, ownership code A, individual
Dec 7, 2011 to presentfactForm ADV

Controls (6)

← SELLERS, RONALD, WARRENOwnerCHAIRMAN OF THE BOARD/CHIEF EXECUTIVE OFFICER, ownership code D, individual
Dec 7, 2011 to presentfactForm ADV
← HUNT, ELAINE, SOEURTOwnerMANAGING DIRECTOR, ownership code B, individual
Dec 7, 2011 to presentfactForm ADV
← COLE, EDMUND, CLIFFORDOwnerSENIOR VICE PRESIDENT, PORTFOLIO STRATEGIST, ownership code A, individual
Dec 7, 2011 to presentfactForm ADV
← TROTTER, DONALD, WARRENOwnerMANAGING DIRECTOR, ownership code B, individual
Dec 7, 2011 to presentfactForm ADV
← BOGART, JOSHUA, MATTHEWOwnerGENERAL COUNSEL/MANAGING DIRECTOR, ownership code A, individual
Dec 7, 2011 to presentfactForm ADV
← CLEMENTS, DINA, VICTOROVNAOwnerCHIEF COMPLIANCE OFFICER/DEPUTY GENERAL COUNSEL, ownership code NA, individual
Dec 7, 2011 to presentfactForm ADV

Advises (3)

→ AAM HIGH YIELD TOTAL RETURN TRUSTPrivate fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Mar 29, 2012factForm ADV
→ AMERICA'S TRIPLE-A RESCUE SECURITIES FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 29, 2012factForm ADV
→ AAM SHORT DURATION HIGH YIELD TRUSTPrivate fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Mar 29, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17a817b0-3f06-84ac-5bb2-280e3c6f6a12
First observed: Dec 7, 2011
Last observed: May 1, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ATLANTIC ASSET MANAGEMENT, L.L.C.

CRD 111037

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17a817b0-3f06-84ac-5bb2-280e3c6f6a12

Data as of May 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AMERICA'S TRIPLE-A RESCUE SECURITIES FUND, L.P.

Hedge Fund

$202M

Mar 29, 2012

dropped

021-132753

AAM HIGH YIELD TOTAL RETURN TRUST

Other Private Fund

$15.0M

Mar 29, 2012

dropped

021-129785

AAM SHORT DURATION HIGH YIELD TRUST

Other Private Fund

$9.2M

Mar 29, 2012

dropped

021-129782

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOGART, JOSHUA, MATTHEW

GENERAL COUNSEL/MANAGING DIRECTOR

yes

06/2007

Dec 7, 2011

May 1, 2015

CLEMENTS, DINA, VICTOROVNA

CHIEF COMPLIANCE OFFICER/DEPUTY GENERAL COUNSEL

yes

03/2011

Dec 7, 2011

May 1, 2015

COLE, EDMUND, CLIFFORD

SENIOR VICE PRESIDENT, PORTFOLIO STRATEGIST

yes

09/2001

Dec 7, 2011

May 1, 2015

HUNT, ELAINE, SOEURT

MANAGING DIRECTOR

yes

06/1996

Dec 7, 2011

May 1, 2015

SELLERS, RONALD, WARREN

CHAIRMAN OF THE BOARD/CHIEF EXECUTIVE OFFICER

yes

06/2007

Dec 7, 2011

May 1, 2015

TROTTER, DONALD, WARREN

MANAGING DIRECTOR

yes

06/1996

Dec 7, 2011

May 1, 2015

DUBILIER, MICHAEL, JOHN

Director

12/2011

Dec 7, 2011

May 1, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VAQUERO GLOBAL INVESTMENT LP

n/a

Former SEC adviser

$30.7M

n/a

ATLANTIC GYOF GP, LLC

n/a

MAPS CAPITAL ADVISORS, LLC

n/a

MAPS CAPITAL MANAGEMENT, LLC

n/a

VAQUERO GLOBAL PARTNERS LP

n/a

City

State

Country

Employees

Also broker-dealer

OVERLAND PARK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 25, 2015

$11B

$2.1B

n/a

$105M

2013

Mar 31, 2014

$9.0B

$1.9B

n/a

$111M

2012

Apr 1, 2013

$7.9B

$1.4B

n/a

$6.0M

2011

Mar 29, 2012

$7.7B

$1.8B

n/a

$231M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$11B

$9.0B

23.5%

$7.7B

13.1%

n/a