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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst20 years in industry

HARLI LYNN PALME

Advisor at MODERA WEALTH MANAGEMENT, LLC

WESTWOOD, NJ | ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17a8e1d4-b64e-fe2b-5713-dee43291da39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 19, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Harli Lynn Palme

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERA WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S65
First exam: Dec 20, 2005
First registration: Jan 19, 2006
Dual registered: no
Other names: HARLI LYNN JOHNSON
IAPD individual key: 5087332

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERA WEALTH MANAGEMENT, LLC	Independent wealth	Apr 26, 2023	n/a	yes	WESTWOOD, NJ\|ASHEVILLE, NC	Current employment
PARSEC FINANCIAL	Former SEC adviser	Jan 19, 2006	Apr 28, 2023	no	ASHEVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARSEC FINANCIAL	MODERA WEALTH MANAGEMENT, LLC	Apr 28, 2023	Apr 26, 2023	-2	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ MODERA WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 26, 2023 to presentfactForm ADV
→ PARSEC FINANCIALRegistered adviserregistration: previous registration
Jan 19, 2006 to Apr 28, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17a8e1d4-b64e-fe2b-5713-dee43291da39
First observed: Jan 19, 2006
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARLI LYNN PALME

Advisor at MODERA WEALTH MANAGEMENT, LLC

WESTWOOD, NJ | ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17a8e1d4-b64e-fe2b-5713-dee43291da39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MODERA WEALTH MANAGEMENT, LLC

Independent wealth

Apr 26, 2023

n/a

yes

WESTWOOD, NJ|ASHEVILLE, NC

Current employment

PARSEC FINANCIAL

Former SEC adviser

Jan 19, 2006

Apr 28, 2023

ASHEVILLE, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PARSEC FINANCIAL

MODERA WEALTH MANAGEMENT, LLC

Apr 28, 2023

Apr 26, 2023

-2

Bulk transfer

RIA to RIA