DFX Intelligence

K•••••• P••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

K•••••• P••• B••••

Advisor at I•••••••• F•••• P•••••••• I•••

BRATENAHL, OH

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Search this name across graphsid dfx:ria:17aa202b-56bc-5cb5-c68e-123abba5a8b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• F•••• P•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• F•••• P•••••••• I•••	State registered	Apr 16, 2013	n/a	yes	BRATENAHL, OH	Current employment
A••••• P•••••• W••••• A•••••••• L••	Independent wealth	May 31, 2012	Apr 16, 2013	no	CLEVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• P•••••• W••••• A•••••••• L••	I•••••••• F•••• P•••••••• I•••	Apr 16, 2013	Apr 16, 2013	0	Firm change	Other
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	A••••• P•••••• W••••• A•••••••• L••	May 24, 2012

Relationships

Registered with (5)

→ I•••••••• F•••• P•••••••• I•••Registered adviserregistration: current employment
Apr 16, 2013 to presentfactForm ADV
→ A••••• P•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 31, 2012 to Apr 16, 2013factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Dec 8, 2006 to May 24, 2012factForm ADV
→ I•••••••• F•••• P•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17aa202b-56bc-5cb5-c68e-123abba5a8b6
First observed: Jan 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.