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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

JAMES JAY PERSON

Advisor at SYNERGY FINANCIAL PARTNERS, LLC

DENVER, CO

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Search this name across graphsid dfx:ria:17abf147-add2-6be7-0d09-abc5cf0c612e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYNERGY FINANCIAL PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Mar 18, 1997
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 360816

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYNERGY FINANCIAL PARTNERS, LLC	Independent wealth	Oct 7, 2019	n/a	yes	DENVER, CO	Current employment
SII INVESTMENTS, INC.	Former SEC adviser	Feb 17, 2009	Feb 14, 2018	no	DENVER, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 1, 2007	Feb 23, 2009	no	DENVER, CO\|DENVER, CO\|LAKEWOOD, CO	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Feb 3, 2004	Aug 1, 2007	no	DENVER, CO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 1, 1999	Feb 3, 2004	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SII INVESTMENTS, INC.	SYNERGY FINANCIAL PARTNERS, LLC	Feb 14, 2018	Oct 7, 2019	600	Firm change after gap	Ibd to new firm
EQUITABLE ADVISORS, LLC	SII INVESTMENTS, INC.	Feb 23, 2009	Feb 17, 2009	-6	Firm change	Other
HORNOR, TOWNSEND & KENT, LLC	EQUITABLE ADVISORS, LLC	Aug 1, 2007	Aug 1, 2007	0	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	HORNOR, TOWNSEND & KENT, LLC	Feb 3, 2004	Feb 3, 2004	0	Firm change	Other

Relationships

Registered with (5)

→ SYNERGY FINANCIAL PARTNERS, LLCRegistered adviserregistration: current employment
Oct 7, 2019 to presentfactForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 17, 2009 to Feb 14, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 1, 2007 to Feb 23, 2009factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Feb 3, 2004 to Aug 1, 2007factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 1, 1999 to Feb 3, 2004factForm ADV

Dated events

No dated event names this entity yet.