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S•••••••• L••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

S•••••••• L••• B•••••

Advisor at M••••• F••••• O•••••

Denver, CO | ST LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17b219f7-381a-a0ba-ecb3-48f1938c2f66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Oct 21, 2011 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••••• L••• B•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• F••••• O•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• F••••• O•••••	Independent wealth	Jul 10, 2026	n/a	yes	Denver, CO\|ST LOUIS, MO	Current employment
I•• W••••• M••••••••• L••	Former SEC adviser	Oct 21, 2011	Jul 8, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•• W••••• M••••••••• L••	M••••• F••••• O•••••	Jul 8, 2026	Jul 10, 2026	2	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136314:106806:CO:2026-07-08	Jul 8, 2026	Jul 10, 2026	DENVER, CO	Firm change

Relationships

Registered with (2)

→ M••••• F••••• O•••••Registered adviserregistration: current employment
Jul 10, 2026 to presentfactForm ADV
→ I•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 21, 2011 to Jul 8, 2026factForm ADV

Dated events

Occurred
Jul 8, 2026
Advisor changed firm
S•••••••• L••• B••••• left I•• W••••• M••••••••• L•• for M••••• F••••• O••••• (registered 2026-07-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17b219f7-381a-a0ba-ecb3-48f1938c2f66
First observed: Oct 21, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.