DFX Intelligence

R••••• G••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst35 years in industry

R••••• G••••• A•••••••

Advisor at LNW

SEATTLE, WA | Radnor, PA

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Search this name across graphsid dfx:ria:17b83741-f2d5-c5b3-53d4-dd8eb4ec12ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Aug 22, 2005 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• G••••• A•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LNW
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••	Independent wealth	Dec 3, 2025	n/a	yes	SEATTLE, WA\|Radnor, PA	Current employment
L••	Former SEC adviser	Jul 13, 2021	Dec 4, 2025	no	SEATTLE, WA\|Newtown Square, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••	L••	Dec 4, 2025	Dec 3, 2025	-1	Bulk transfer	RIA to RIA
S•• I••••••••• M••••••••• C•••	L••	May 23, 2008	Jul 13, 2021

Relationships

Registered with (3)

→ L••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ L••Registered adviserregistration: previous registration
Jul 13, 2021 to Dec 4, 2025factForm ADV
→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: previous registration
Aug 22, 2005 to May 23, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17b83741-f2d5-c5b3-53d4-dd8eb4ec12ba
First observed: Aug 22, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.