E•••• F•••••••

Advisor at O•••• W•••••• I•••

CHICAGO, IL | SUMMERVILLE, SC

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Search this name across graphsid dfx:ria:17c0840e-1fb3-d516-b2a4-50e689665388

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 3, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 13, 2026	n/a	yes	SUMMERVILLE, SC\|CHICAGO, IL	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 10, 2024	Jan 24, 2025	no	Summerville, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	O•••• W•••••• I•••	Jan 24, 2025	Jan 13, 2026	354	Bulk transfer	Ibd to ibd
H••••••• W••••• M••••••••• L••	O•••• F•• I•••	Feb 10, 2023	Jan 10, 2024

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 10, 2024 to Jan 24, 2025factForm ADV
→ H••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 20, 2023 to Feb 10, 2023factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Feb 10, 2023
Advisor changed firm
E•••• F••••••• left H••••••• W••••• M••••••••• L•• for O•••• F•• I••• (registered 2024-01-10)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2022
Advisor changed firm
E•••• F••••••• left C••••••••• F•••••••• N•••••• for H••••••• W••••• M••••••••• L•• (registered 2022-04-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17c0840e-1fb3-d516-b2a4-50e689665388
First observed: Nov 3, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.