DFX Intelligence

S••• D•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

S••• D•••••• R•••••

Advisor at M••••• G•••• I••••••••• A•••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:17c8f5f9-7d97-7f21-a483-0a4a97011f6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G•••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G•••• I••••••••• A•••••••• L••	Independent wealth	May 23, 2024	n/a	yes	ST. LOUIS, MO	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Nov 9, 2022	May 22, 2024	no	CLAYTON, MO\|Sioux Falls, SD\|SPOKANE, WA\|St. Louis, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	M••••• G•••• I••••••••• A•••••••• L••	May 22, 2024	May 23, 2024	1	Firm change	Ibd to RIA
M••••• S••••••	U••• B•••••• I••••••••• I•••	Oct 19, 2022	Nov 9, 2022

Relationships

Registered with (3)

→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 9, 2022 to May 22, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 12, 2017 to Oct 19, 2022factForm ADV

Dated events

Occurred
May 22, 2024
Advisor changed firm
S••• D•••••• R••••• left U••• B•••••• I••••••••• I••• for M••••• G•••• I••••••••• A•••••••• L•• (registered 2024-05-23)
Form ADVobserved 7 days ago
Occurred
Oct 19, 2022
Advisor changed firm
S••• D•••••• R••••• left M••••• S•••••• for U••• B•••••• I••••••••• I••• (registered 2022-11-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17c8f5f9-7d97-7f21-a483-0a4a97011f6d
First observed: Jan 1, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.