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CRD 106372
WESTBURY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAY ALLAN AMBROSON | Certified Financial Planner|Chartered Financial Analyst | WESTBURY, NY | 9 | 41 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AMBROSON, JAY, ALLAN | PRESIDENT/CCO | E | yes | 07/1986 | Apr 2, 2012 | Mar 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GOULD, AMBROSON & ASSOCIATES | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 9, 2026 | $103M | $103M | 1 | 1 | 0 | n/a | n/a |
| 2024 | Mar 21, 2025 | $72.5M | $72.5M | 1 | 1 | 0 | n/a | n/a |
| 2023 | Mar 11, 2024 | $78.0M | $78.0M | 1 | 1 | 0 | n/a | n/a |
| 2022 | Mar 17, 2023 | $86.2M | $86.2M | 1 | 1 | 0 | n/a | n/a |
| 2021 | Mar 11, 2022 | $105M | $105M | 1 | 1 | 0 | n/a | n/a |
| 2020 | Mar 17, 2021 | $108M | $107M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Mar 5, 2020 | $115M | $114M | 1 | 1 | 0 | n/a | n/a |
| 2018 | Feb 22, 2019 | $106M | $105M | 1 | 1 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $113M | $113M | 1 | 1 | 0 | n/a | n/a |
| 2016 | Mar 29, 2017 | $101M | $101M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $104M | $104M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $146M | $146M | 2 | 2 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $149M | $149M | 2 | 2 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $155M | $155M | 2 | 2 | n/a | n/a | n/a |
| 2011 | Apr 2, 2012 | $143M | $143M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $103M | $72.5M | 42.2% | $86.2M | 6.1% | 1 | 1 | 0 | 0 |