DFX Intelligence

J•••• K•••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

J•••• K•••• J•••••••

Advisor at A•••• W••••• A•••••••• L••

Memphis, TN

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Search this name across graphsid dfx:ria:17cdcd9b-8bd1-cbf1-980d-9b8522c40e88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• A•••••••• L••	Bd affiliated wealth	Jan 5, 2023	n/a	yes	Memphis, TN	Current employment
F•••••••• R••••••• M••••••••• I•••	Former SEC adviser	Oct 29, 2008	Dec 31, 2022	no	MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• R••••••• M••••••••• I•••	A•••• W••••• A•••••••• L••	Dec 31, 2022	Jan 5, 2023	5	Firm change	Other
P•••••• C••••••••• G••••• I•••	F•••••••• R••••••• M••••••••• I•••	Dec 31, 2008	Oct 29, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
148305:145488:TN:2022-12-31	Dec 31, 2022	Jan 5, 2023	MEMPHIS, TN	Firm change

Relationships

Registered with (3)

→ A•••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 5, 2023 to presentfactForm ADV
→ F•••••••• R••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 29, 2008 to Dec 31, 2022factForm ADV
→ P•••••• C••••••••• G••••• I•••Registered adviserregistration: previous registration
May 21, 2004 to Dec 31, 2008factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17cdcd9b-8bd1-cbf1-980d-9b8522c40e88
First observed: May 21, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.