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Advisor at RANCH CAPITAL ADVISORS INC.
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RANCH CAPITAL ADVISORS INC. | Independent wealth | Jul 6, 2021 | n/a | yes | SARASOTA, FL | Current employment |
| WELLINGTON SHIELDS & CO., LLC | Independent wealth | Dec 22, 2010 | Aug 7, 2019 | no | NEW YORK, NY|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLINGTON SHIELDS & CO., LLC | RANCH CAPITAL ADVISORS INC. | Aug 7, 2019 | Jul 6, 2021 | 699 | Firm change after gap | RIA to RIA |