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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CHESME CAPITAL MANAGEMENT

CHESME INC, CRD 129342

DEWITT, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17f04697-6372-5966-e04e-a82a3cf18c35

Data as of Mar 23, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 23, 2017
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $481MItem 5.F on the latest filing (2017-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $423M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Accounts: 622
SEC number: 801-66375
CRD: 129342
Filings on the tape: 6
First filed: Mar 28, 2012
Latest filed: Mar 23, 2017
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EMBS, CHARLES, HENRY	CHIEF COMPLIANCE OFFICER	E	yes	01/2004	Mar 28, 2012	Mar 23, 2017
ERB, STEPHEN, MICHAEL	CHIEF INVESTMENT OFFICER	Na	yes	01/2006	Mar 28, 2012	Mar 23, 2017
LEWIS, ANGELA, KOHLEEN	CHIEF OPERATIONS OFFICER	Na	yes	01/2008	Mar 28, 2012	Mar 23, 2017
VAUGHN, DOUGLAS, JOEL	CHIEF EXECUTIVE OFFICER	Na	yes	01/2011	Mar 28, 2012	Mar 23, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 23, 2017	$481M	$423M	6	3	n/a	n/a	n/a
2015	Mar 16, 2016	$409M	$344M	6	4	n/a	n/a	n/a
2014	Mar 23, 2015	$437M	$318M	5	4	n/a	n/a	n/a
2013	Mar 21, 2014	$317M	$260M	6	5	n/a	n/a	n/a
2012	Mar 22, 2013	$278M	$222M	7	6	n/a	n/a	n/a
2011	Mar 28, 2012	$253M	$127M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$481M	$409M	17.7%	$317M	14.9%	6	6	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CHESME CAPITAL MANAGEMENT	2	Aug 21, 2017	Dec 19, 2017	DEWITT, MI	Channel change	Other	100.0%

Relationships

Controls (4)

← ERB, STEPHEN, MICHAELOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← EMBS, CHARLES, HENRYOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← VAUGHN, DOUGLAS, JOELOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← LEWIS, ANGELA, KOHLEENOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV

Moved with (1)

→ CHESME CAPITAL MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Aug 21, 2017 to Dec 19, 2017factForm ADV

Registered with (7)

← STEPHEN MICHAEL ERBAdvisorregistration: previous registration
Aug 25, 2010 to Aug 21, 2017factForm ADV
← DOUGLAS JOEL VAUGHNAdvisorregistration: previous registration
Jul 2, 2010 to Aug 21, 2017factForm ADV
← DAVID CLAUDE ROBERTSAdvisorregistration: previous registration
Sep 7, 2012 to Mar 11, 2015factForm ADV
← MICHAEL LELAND GAYAdvisorregistration: previous registration
Jan 12, 2012 to Jan 2, 2013factForm ADV
← JOHN STOCKDALE MARSHALLAdvisorregistration: previous registration
May 21, 2010 to Aug 22, 2012factForm ADV
← James Robert KlomparensAdvisorregistration: previous registration
Oct 8, 2010 to Nov 22, 2010factForm ADV
← CARLA MARIE DELLSAdvisorregistration: previous registration
Oct 8, 2010 to Nov 22, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17f04697-6372-5966-e04e-a82a3cf18c35
First observed: Mar 28, 2012
Last observed: Mar 23, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHESME CAPITAL MANAGEMENT

CHESME INC, CRD 129342

DEWITT, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:17f04697-6372-5966-e04e-a82a3cf18c35

Data as of Mar 23, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EMBS, CHARLES, HENRY

CHIEF COMPLIANCE OFFICER

yes

01/2004

Mar 28, 2012

Mar 23, 2017

ERB, STEPHEN, MICHAEL

CHIEF INVESTMENT OFFICER

yes

01/2006

Mar 28, 2012

Mar 23, 2017

LEWIS, ANGELA, KOHLEEN

CHIEF OPERATIONS OFFICER

yes

01/2008

Mar 28, 2012

Mar 23, 2017

VAUGHN, DOUGLAS, JOEL

CHIEF EXECUTIVE OFFICER

yes

01/2011

Mar 28, 2012

Mar 23, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 23, 2017

$481M

$423M

n/a

2015

Mar 16, 2016

$409M

$344M

n/a

2014

Mar 23, 2015

$437M

$318M

n/a

2013

Mar 21, 2014

$317M

$260M

n/a

2012

Mar 22, 2013

$278M

$222M

n/a

2011

Mar 28, 2012

$253M

$127M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$481M

$409M

17.7%

$317M

14.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CHESME CAPITAL MANAGEMENT

Aug 21, 2017

Dec 19, 2017

DEWITT, MI

Channel change

Other

100.0%