DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at B•••• I•••••••••
WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••• I••••••••• | State registered | Dec 10, 2025 | n/a | yes | WINTER PARK, FL | Current employment |
| L•••• A••••••• S••••••• I••• | Former SEC adviser | Mar 21, 2016 | Dec 16, 2017 | no | WINDERMERE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•••• A••••••• S••••••• I••• | B•••• I••••••••• | Dec 16, 2017 | Dec 10, 2025 | 2,916 | Firm change after gap | Other |
| N•• A•••••• S•••••••• L•• | L•••• A••••••• S••••••• I••• | Jul 22, 2013 | Mar 21, 2016 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Feb 15, 2012 | Jul 22, 2013 | no | NEWTON, MA | Previous registration |
| 973 |
| Firm change after gap |
| Other |