DFX Intelligence

M•••••• J•• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• J•• K•••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:17ff36ae-0b6c-62cf-44aa-09178c724000

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Nov 21, 2007	n/a	yes	Chandler, AZ\|Albuquerque, NM\|Tempe, AZ	Current employment
U•••••• W••••• M••••••••• L••	Former SEC adviser	May 8, 2006	Nov 1, 2007	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••••• W••••• M••••••••• L••	T••••••• I••••••••• M••••••••• I•••	Nov 1, 2007	Nov 21, 2007	20	Firm change	Other
G•••••••• F••••••••• I••	U•••••• W••••• M••••••••• L••	Oct 26, 2007	May 8, 2006

Relationships

Registered with (3)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Nov 21, 2007 to presentfactForm ADV
→ U•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 8, 2006 to Nov 1, 2007factForm ADV
→ G•••••••• F••••••••• I••Registered adviserregistration: previous registration
Jan 10, 2006 to Oct 26, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17ff36ae-0b6c-62cf-44aa-09178c724000
First observed: Jan 10, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.