DFX Intelligence

M••• A••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

M••• A••• R••••••

Advisor at T•• W••••• C••••••••• G••••

LAS VEGAS, NV | Topeka, KS

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Search this name across graphsid dfx:ria:1803b710-4e25-7392-95fa-087b61046bf9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 6, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• C••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 2, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• C••••••••• G••••	Independent wealth	Jul 14, 2023	n/a	yes	LAS VEGAS, NV\|Topeka, KS	Current employment
V• W••••• A••••••• L••	Former SEC adviser	Jun 3, 2021	Dec 31, 2023	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V• W••••• A••••••• L••	T•• W••••• C••••••••• G••••	Dec 31, 2023	Jul 14, 2023	-170	Bulk transfer	RIA to RIA
M••••• S•••••• C•••••••••	V• W••••• A••••••• L••	Sep 8, 2009	Jun 3, 2021

Relationships

Registered with (4)

→ T•• W••••• C••••••••• G••••Registered adviserregistration: current employment
Jul 14, 2023 to presentfactForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
Jun 3, 2021 to Dec 31, 2023factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Feb 4, 2005 to Sep 8, 2009factForm ADV
→ F•• A••••••• S••••••• I••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1803b710-4e25-7392-95fa-087b61046bf9
First observed: Dec 6, 1993
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.