DFX Intelligence

T•• M•••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM under $100M

T•• M•••••• G••••

T•• M•••••• G••••, LLC, CRD 150179

PETALUMA, CA

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Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2026 to Jul 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $76.3M••• Locked
Discretionary RAUM: $0
Private client RAUM: $72.9Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• A•••• M••••••	Certified Financial Planner	PETALUMA, CA	17	35	2	no
W••••• M••••••	Certified Financial Planner	Petaluma, CA \| PETALUMA, CA	1	18

Relationships

Registered with (4)

← B•••• J• D•••••Advisorregistration: current employment
Dec 9, 2025 to presentfactForm ADV
← W••••• M••••••Advisorregistration: current employment
Jul 30, 2025 to presentfactForm ADV
← J•••• A•••• M••••••Advisorregistration: current employment
Aug 11, 2009 to presentfactForm ADV
← T••••• A•••••• P•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 30, 2026
Last observed: Jul 30, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.