DFX Intelligence

A•• V••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

A•• V••••••• S••••••

Advisor at L•• F•••••••• L••

HOUMA, LA | THIBODAUX, LA

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Search this name across graphsid dfx:ria:18130add-041f-0c28-b620-28728861fe3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 19, 2005	n/a	yes	HOUMA, LA\|THIBODAUX, LA	Current employment
B••• O•• S••••••••• C•••••••••	n/a	May 24, 2004	Apr 11, 2005	no	HOUMA, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• O•• S••••••••• C•••••••••	L•• F•••••••• L••	Apr 11, 2005	Aug 19, 2005	130	Firm change	Other

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 19, 2005 to presentfactForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration
May 24, 2004 to Apr 11, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18130add-041f-0c28-b620-28728861fe3c
First observed: Oct 4, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.