DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
BILLINGS, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Apr 5, 2022 | n/a | yes | BILLINGS, MT | Current employment |
| F•••• F•••••••• E••••• C••••••••• | Former SEC adviser | Feb 1, 2011 | May 3, 2022 | no | BILLINGS, MT|SCOTTSDALE, AZ|SCOTTSDALE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• F•••••••• E••••• C••••••••• | O•••• W•••••• I••• | May 3, 2022 | Apr 5, 2022 | -28 | Firm change | Ibd to ibd |
| R•• C•••••• M••••••• L•• | F•••• F•••••••• E••••• C••••••••• | Feb 10, 2011 | Feb 1, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16507:23131:AZ:2022-05-03 | May 3, 2022 | Apr 5, 2022 | SCOTTSDALE, AZ | Firm change |
| R•• C•••••• M••••••• L•• | National bd RIA | Aug 23, 2006 | Feb 10, 2011 | no | BILLINGS, MT | Previous registration |
| B••• O• A•••••• S••••••••• L•• | n/a | Mar 26, 2002 | Nov 21, 2002 | no | SAN FRANCISCO, CA | Previous registration |
| -9 |
| Firm change |
| Other |
| B••• O• A•••••• S••••••••• L•• | R•• C•••••• M••••••• L•• | Nov 21, 2002 | Aug 23, 2006 | 1,371 | Firm change after gap | Other |