DFX Intelligence

M••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

M••••• C••••••

Advisor at J••• M••••• S••••••••• L••

MESA, AZ

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Search this name across graphsid dfx:ria:1816ea07-2f53-794c-70d5-826757896b76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 6, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	n/a	yes	MESA, AZ\|MESA, AZ	Current employment
C•••• I••••••••• S••••••• C••••	Former SEC adviser	Jul 31, 2008	Oct 1, 2012	no	LAVEEN, AZ\|MARICOPA, AZ\|CHANDLER, AZ\|CHANDLER, AZ\|CHANDLER, AZ\|CHANDLER, AZ\|CHANDLER, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
Q•••••• A•••• M••••••••• I•••	C•••• I••••••••• S••••••• C••••	Jul 28, 2008	Jul 31, 2008

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jul 31, 2008 to Oct 1, 2012factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 9, 2007 to Jul 28, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1816ea07-2f53-794c-70d5-826757896b76
First observed: Jul 9, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.