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L••• E••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant18 years in industry

L••• E••••• K••••

Advisor at L•••••• F•••••••• G••••• L••

Hastings, MN | HUDSON, WI

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Search this name across graphsid dfx:ria:181ae004-c13f-0f24-a9e0-eede1e8c9ae1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• F•••••••• G••••• L••	Independent wealth	Sep 16, 2020	n/a	yes	HUDSON, WI\|Hastings, MN	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Sep 21, 2009	Sep 16, 2020	no	HUDSON, WI\|BLOOMINGTON, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	L•••••• F•••••••• G••••• L••	Sep 16, 2020	Sep 16, 2020	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
2881:310258:MN:2020-09-16	Sep 16, 2020	Sep 16, 2020	BLOOMINGTON, MN	Firm change

Relationships

Registered with (2)

→ L•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Sep 16, 2020 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Sep 21, 2009 to Sep 16, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:181ae004-c13f-0f24-a9e0-eede1e8c9ae1
First observed: Sep 21, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.