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D••••• M••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)43 years in industry

D••••• M••••• D•••••

Advisor at G•• S••••••••• I•••

PALM BEACH GARDENS, FL | SEATTLE, WA

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Search this name across graphsid dfx:ria:181b6803-69bd-7578-e859-8e48ee3a82b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•• S••••••••• I•••	Bd affiliated wealth	Aug 2, 2010	n/a	yes	SEATTLE, WA\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL	Current employment
G•••• A••••••• A•••••••• I•••	Former SEC adviser	Dec 7, 2006	Aug 4, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• A••••••• A•••••••• I•••	G•• S••••••••• I•••	Aug 4, 2010	Aug 2, 2010	-2	Firm change	Other
S••••••• F•••••••• S•••••••• I•••	G•••• A••••••• A•••••••• I•••	Feb 3, 2004

Relationships

Registered with (3)

→ G•• S••••••••• I•••Registered adviserregistration: current employment
Aug 2, 2010 to presentfactForm ADV
→ G•••• A••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2006 to Aug 4, 2010factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 29, 2002 to Feb 3, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:181b6803-69bd-7578-e859-8e48ee3a82b8
First observed: Jan 29, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.