This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$115MItem 5.F on the latest filing (2026-02-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$115M

Private client RAUM

$115MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$38.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

3

Offices

2Schedule D 1.F, beyond the principal office

Accounts

386

Individual clients

120

High net worth clients

16

SEC number

801-135226

CRD

134374

Filings on the tape

2

First filed

Jan 9, 2026

Latest filed

Feb 23, 2026

Organised

Limited Liability Company, CA

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1822c291-044d-08b7-7643-7a095351ab91

First observed

Jan 9, 2026

Last observed

Feb 23, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.