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Advisor at WORTH ASSET MANAGEMENT
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WORTH ASSET MANAGEMENT | Independent wealth | Feb 25, 2020 | n/a | yes | DALLAS, TX | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 11, 2018 | Aug 15, 2019 | no | Frisco, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 29, 2011 | May 14, 2018 | no | PLANO, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 28, 2008 | Aug 1, 2011 | no | DALLAS, TX|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | WORTH ASSET MANAGEMENT | Aug 15, 2019 | Feb 25, 2020 | 194 | Firm change | Ibd to RIA |
| MORGAN STANLEY | RBC CAPITAL MARKETS, LLC | May 14, 2018 | May 11, 2018 | -3 | Firm change | Wirehouse to ibd |
| EQUITABLE ADVISORS, LLC | MORGAN STANLEY | Aug 1, 2011 | Jul 29, 2011 | -3 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:31194:TX:2018-05-14 | May 14, 2018 | May 11, 2018 | PLANO, TX | Firm change |