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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

BRIGADE CAPITAL SWITZERLAND AG

CRD 167779

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:182a797b-c00a-1d69-773c-172ff61833b5

Data as of Mar 20, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 22, 2013 to Mar 20, 2014
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16BItem 5.F on the latest filing (2014-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $16B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Accounts: 1
SEC number: 801-78121
CRD: 167779
Filings on the tape: 2
First filed: May 22, 2013
Latest filed: Mar 20, 2014
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGADE CAPITAL MANAGEMENT, LLC	SOLE SHAREHOLDER	E	yes	04/2011	May 22, 2013	Mar 20, 2014
MORGAN, DONALD, ELLIS	MANAGING MEMBER	C	yes	01/2007	May 22, 2013	Mar 20, 2014
DANIELS, AARON, MICHAEL	CHIEF COMPLIANCE OFFICER/ASSOCIATE GENERAL COUNSEL	Na	no	02/2014	Mar 20, 2014	Mar 20, 2014
RENSHAW, BENJAMIN, JAMES	DIRECTOR/PORTFOLIO MANAGER	Na	no	04/2011	May 22, 2013	Mar 20, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRIGADE CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$33B	Y	yes	n/a
BRIGADE CAPITAL GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 20, 2014	$16B	$16B	8	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$16B	n/a	n/a	n/a	n/a	8	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ BRIGADE CAPITAL MANAGEMENT, LPRegistered adviserother investment adviser, bank, control, common control
factForm ADV

Controls (2)

← BRIGADE CAPITAL MANAGEMENT, LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
May 22, 2013 to presentfactForm ADV
← MORGAN, DONALD, ELLISOwnerMANAGING MEMBER, ownership code C, individual
May 22, 2013 to presentfactForm ADV

Owns (2)

← RENSHAW, BENJAMIN, JAMESOwnerDIRECTOR/PORTFOLIO MANAGER, ownership code NA, individual
May 22, 2013 to presentfactForm ADV
← DANIELS, AARON, MICHAELOwnerCHIEF COMPLIANCE OFFICER/ASSOCIATE GENERAL COUNSEL, ownership code NA, individual
Mar 20, 2014 to presentfactForm ADV

Dated events

Occurred
May 22, 2013
First Form ADV filing
Brigade Capital Switzerland Ag filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:182a797b-c00a-1d69-773c-172ff61833b5
First observed: May 22, 2013
Last observed: Mar 20, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIGADE CAPITAL SWITZERLAND AG

CRD 167779

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:182a797b-c00a-1d69-773c-172ff61833b5

Data as of Mar 20, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGADE CAPITAL MANAGEMENT, LLC

SOLE SHAREHOLDER

yes

04/2011

May 22, 2013

Mar 20, 2014

MORGAN, DONALD, ELLIS

MANAGING MEMBER

yes

01/2007

May 22, 2013

Mar 20, 2014

DANIELS, AARON, MICHAEL

CHIEF COMPLIANCE OFFICER/ASSOCIATE GENERAL COUNSEL

02/2014

Mar 20, 2014

RENSHAW, BENJAMIN, JAMES

DIRECTOR/PORTFOLIO MANAGER

04/2011

May 22, 2013

Mar 20, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRIGADE CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$33B

yes

n/a

BRIGADE CAPITAL GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 20, 2014

$16B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$16B

n/a