DFX Intelligence

K•••••• H•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

K•••••• H•••• M••••

Advisor at F•••• C••••••• I••••••• S•••••••• I•••

RALEIGH, NC

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Search this name across graphsid dfx:ria:182c76b7-1b55-48ce-bec3-8f020d0da813

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• I••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Apr 27, 2011	n/a	yes	RALEIGH, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	May 12, 2009	Mar 29, 2011	no	CARY, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|RALEIGH, NC\|CHARLOTTE, NC\|RALEIGH, NC\|CARY, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	F•••• C••••••• I••••••• S•••••••• I•••	Mar 29, 2011	Apr 27, 2011	29	Firm change	Other
W••••••• S••••••••• I•••	W•••• F•••• A•••••••	Jun 21, 2002	Jun 21, 2002

Relationships

Registered with (3)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Apr 27, 2011 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 12, 2009 to Mar 29, 2011factForm ADV
→ W••••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2002 to Jun 21, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:182c76b7-1b55-48ce-bec3-8f020d0da813
First observed: Mar 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.